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Code of Ethics

Hanwha Investment & Securities Code of Ethics

Ethical management refers to the fair and orderly execution of work that places ‘ethics’ as the first and foremost guiding principle in governing management philosophy, corporate management and the firm’s daily business activities.

Hanwha lnvestment & Securities is fully committed to the national economy and social development of the nation, as a trustworthy corporate citizen.

The Board of Directors of Hanwha Investment & Securities has adopted the following Code of Ehtics to ensure high professional standards of excellence and integrity and provide the company with a list of guiding principlesto be followed when performing their duties.

Preamble for Code of Ethics

As a member of the Hanwha Group that values trust and responsibility, we pledge our code of ethics in order to deeply recognize our sense of duty in playing a pivotal role in the securities industry, the cornerstone of the national econom, and to fully promote the corporate ethics philosophy of hanwha Investment & Securities.

Basic Ethics

  • Basic Ethics

    We shall perform our services honestly and fairly based on our code of ethics and morality.

  • Ethics toward
    Customers

    We shall always put customer satisfaction first as a responsible custodian of our client’s assets.

  • Ethics toward
    Shareholders

    We shall actively contribute to increasing our Shareholders’ profit by realizing our best performance potential through management.

  • Ethics toward
    the Company

    We firmly believe that corporate development translates info our own betterment and will by no means sacrifice corporate intrersts for the sake of personal interests.

  • Ethics toward
    Society

    We will lead the sound development of the securities industry by observing all rules and regulations and promete healthy competition.

  • Ethics toward
    Professionals

    We are devoted to becoming a reliable financial expert and will do our best with a sense of duty as a professional.

Ethics Management Organization

Ethics Management Commission
Composition :
10 members including the Chairman (representative director)
Responsibilities :
Sets basic policies related to ethics management and is responsible for the adoption and revision of the code of ethics. Announces distinguished service awards for ethics management.
Task Force
Composition :
Compliance team
Responsibilities :
Sets basic policies related to ethics management and is responsible for the adoption and revision of the code of ethics. Announces distinguished service awards for ethics management.